Senior Compliance Manager

Senior Compliance Manager

• About our client:
• - Top Chinese Asset Management Institution
• Location:
• - Hong Kong
• Responsibilities:
• - Serve as a hands-on investment compliance professional within a Compliance team of 6 members - Conduct pre-trade and post-trade reviews using Bloomberg AIM - Code compliance rules in Bloomberg AIM - Maintain and update investment compliance policies - Provide investment compliance advice to investment teams - Perform general compliance tasks as required
• Pre-requisites:
• - Bachelor’s degree or above from a reputable university; Master’s degree is preferable - 3-8 years of solid experience in investment compliance, with hands-on experience in Bloomberg AIM - Experience in a well-established asset management firm is preferable - Familiarity with relevant regulatory requirements, including the Fund Manager Code of Conduct, UT Code, MPF regulations, etc.
• - Strong understanding of the asset management business - Good knowledge of SFC authorized funds, UCITs, Cayman SPC, etc.
• - Proficient in English and Chinese (including Mandarin)